DoGaRBAGE
2023-3-14 22:44:55
昨日SIPC回
An account with IB HK, however, may still be eligible for some protection by SIPC if it acts as an "introducing broker" which clears through a SIPC-member "clearing broker," such as Interactive Brokers LLC. At the risk of oversimplification, the introducing broker provides front-end services, such as opening the account, providing the interface with your account (for example, by a webpage, app, or telephone), and taking your orders. The clearing broker provides back-end services, such as executing your orders, issuing statements, and actually holding your investment. In this situation, in most cases, the SIPC-member clearing broker is the entity that has actual custody of your cash and securities. If the introducing broker fails, then your investment should still be safe with the clearing broker, and if the clearing broker failed, then SIPC would protect your account.
今日SIPC 回
Securities and cash held for investors by Interactive Brokers LLC (which is a SIPC member) are protected by SIPC.
Securities and cash held for investors by Interactive Brokers Hong Kong (which is not a SIPC member) are not protected by SIPC.
If you have concerns about SIPC protection for your securities and cash you should contact your broker and ask which entity actually has custody of your account holdings.
SIPC protection is available only with respect to cash and securities credited to a customer account at a SIPC-member brokerage firm in liquidation or in a direct payment procedure under the Securities Investor Protection Act (SIPA). If a foreign brokerage firm has opened an account for its customers at a SIPC-member firm, and if the member firm is placed in SIPA liquidation, each of the foreign firm’s customers may be eligible for SIPC protection on a pass-through basis. It is important to emphasize that SIPC protection is only available in a SIPA proceeding, and is not available in any non-SIPA bankruptcy or insolvency proceeding of a non-SIPC member firm.
擺bank保250K
即使broker收咗你嘅錢都係存入銀行
所以擺broker相對穩陣，要死都係死銀行先